Business Risk & Controls Testing Analyst

Banking · 1,001-5,000 employees

Oct 20

Mid (2-5 yrs) Full-time United States

Create a free account to apply — email only, no card. You can also save this posting or score it against your profile with AI.

Applying here? Try the free cover letter tool — paste this posting and your résumé, no account needed.

About the role

Develop and execute testing procedures to evaluate the design and effectiveness of key controls across business lines. Perform root cause analysis on testing exceptions and document findings for auditors and regulators.

What they look for

Risk management Compliance Internal audit Quality control Quality assurance Root cause analysis Testing procedures SOX Communication Customer service Computer skills Regulatory compliance

Requirements

Requires a high school diploma or GED and 2-4 years of experience in financial services, specifically in risk, compliance, or audit. Proficiency in SOX and strong communication skills are preferred.

Benefits

Flexible work arrangement

Full description

*Sponsorship Not Available*

RESPONSIBILITIES

Develop testing procedures to evaluate the design and effectiveness of key controls across all lines of business

Execute testing plans as directed by the Business Risk& Control Testing Manager

Document testing procedures and results in sufficient detail to allow for independent re-performance from auditors or regulators

Perform initial root cause analysis with business staff upon the identification of a testing exception

Perform initial documentation of identified issues based on industry standards and internal procedures

Maintain a working knowledge of industry best practices for testing techniques

Maintain awareness of and adherence to Bank’s compliance requirements and risk management concepts, expectations, policies and procedures and apply them to daily tasks

Deliver a consistent, high level of service within our Serving More standards

Other duties as assigned

COMPETENCIES

Interpersonal/Customer Service Skills

Written and Verbal Communication

Ability to understand and follow directions

Adaptable to change

Basic Computer Skills

SCHEDULE

Typical office hours are Monday through Friday 8am to 5pm. This position is exempt and full-time. A minimum 40 hours is required per week. A flexible work arrangement is available for this position. This position will report to Newark, Ohio one day per week and as needed otherwise. Candidates can expect to spend about 80% of their time working from home.

EDUCATION - CERTIFICATIONS - WORK EXPERIENCE

At a minimum, employees must obtain a HS Diploma or GED

2-4 years experience in the financial services industry preferably in risk management, compliance, internal audit, or quality control/assurance.

SOX experience is preferred.

PHYSICAL REQUIREMENTS

This position must be able to remain in a stationary position a minimum of 75% of the time, constantly operate a computer, and be able to be in constant communication with coworkers.