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Bank of China (Hongkong)

(Assistant) Compliance and Risk Data Analyst (Hong Kong Branch)

Bank of China (Hongkong)

Banking · 10,001+ employees

6 h ago
Junior (0-2 yrs) Full-time
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About the role

The analyst will assist in formulating compliance standards, streamlining processes, and managing operational risks for the branch. They are also responsible for conducting trade monitoring, investigating compliance issues, and coordinating with regulatory bodies like the HKMA and SFC.

What they look for

Compliance Risk Management Data Analysis Financial Markets VBA SQL Python Power BI Tableau Statistical Modeling Machine Learning Trade Monitoring Regulatory Reporting Communication Problem-solving

Requirements

Candidates must hold at least a bachelor's degree in Finance, Economics, Data Science, or Law with a minimum of one year of relevant experience. Proficiency in data tools such as SQL, Python, and Power BI, along with strong communication skills in English and Cantonese, is required.

Full description

Bank of China limited first opened its branch office in Hong Kong in 1917. After the listing of BOC Hong Kong (Holdings) Limited, a subsidiary of the Bank, on the Hong Kong Stock Exchange in 2002, Bank of China maintained the branch in Hong Kong which continued to hold a full banking license granted under the Banking Ordinance (Cap. 155) and was registered as an authorized institution under the Banking Ordinance. Bank of China uses this branch primarily to conduct financial markets businesses, which include foreign-currency denominated debt security investment management, issuance of CDs (Certificates of Deposit)/MTN/senior debts, investment of on-shore RMB debt securities, bond underwriting and sales, asset management, off-shore RMB trading, and risk management of the above-mentioned businesses.

Responsibilities:

  • Based on the requirements of regulatory bodies and the management of the Branch, he/she should assist the superiors about formulating compliance standards, plans and objectives, streamline compliance processes and draw up compliance staffing and authorization system,
  • He/she should pay attention to the latest development of regulatory laws, regulations and rules, follow up the management systems of the Head Office and other relevant units, accurately grasp relevant themes and analyze their impacts on the Branch’s operation.
  • He/she shall also timely revise the Branch’s systems and processes accordingly as well as provide suggestions on compliance for the Branch Management.
  • He/she shall assist the superiors about identifying and managing the Branch’s compliance and operational risks，conduct regular or irregular compliance evaluation and investigation on all of the Branch’s businesses and submit evaluation reports to the Branch Management
  • He/she should conduct trade monitoring and surveillance; review and provide recommendations for improving existing trade monitoring systems/reporting.
  • He/she shall coordinate the reporting to and communication with the Head Office in regard to compliance, and keep close contact with HKMA, SFC and other local regulators. When necessary, he/she shall assist in the Branch’s communication with SAFE, CBRC, People’s Bank of China and other institutions.

Requirements:

  • Bachelor or above degree, Major in Finance, Economics, Data science, Law or relevant professions
  • Having necessary knowledge about financial markets products, Overseas bond issuance
  • Having  Compliance experience  or Operation /Risk Management experience
  • Fluent Cantonese, good oral and written English required, and Mandarin preferred
  • Minimum 1 year relevant working experience
  • Good communication and problem-solving skills
  • Good at Office software applications, VBA, Good at SQL, Python, Power BI/Tableau, Snowflak/SAP BO, Statistical Modeling, Machine Learning

 

This position will be hired under Bank of China (Hong Kong Branch)

此崗位將由中國銀行(香港分行)直接聘任